Reflective Learning to Build Competent Teams

Organizational Competencies

Organizational competencies are the skills, abilities, and knowledge that allow an organization to be successful in achieving its goals. They form the foundation of an organization’s culture, values, and strategy.

Organizational competencies can be broadly divided into two main categories:

  1. Technical Competencies
  2. Non-Technical Competencies (also called General Competencies)

Technical Competencies

Technical competencies are specific skills and knowledge required to perform particular jobs or functions within an organization. They are directly related to the core business activities and technical aspects of the work. For technical competencies:

  • They cover various fields of expertise relevant to the specific work carried out in the organization
  • They are at the heart of what the organizational employees do
  • They allow an organization to produce products or services efficiently and effectively
  • They often require ongoing training and reinforcement to stay current

Non-Technical Competencies

Non-technical competencies, also known as general competencies or soft skills, are broader skills and attributes that are important across various roles and functions. They include:

These competencies are crucial for effective interaction, collaboration, and overall organizational success.

Organizational Competencies for Validation (an example)

For an organization focusing on validation the following competencies would be particularly relevant:

Technical Competencies

    Skill Area

    Key Aspects

    Proficiency Levels

    Beginner

    Intermediate

    Advanced

    Expert

    General CQV Principles

           Modern process validation and guidance 

           Validation design and how to reduce variability

    Able to review a basic protocol

    Able to review/approve Validation document deliverables.

    Understands the importance of a well-defined URS.

           Able to be QEV lead in a small project

           Able to answer questions and guide others in QEV

           Participates in process improvement

           Able to review and approve RTM/SRs

    Able to be QEV lead in a large project project

    Trains and mentors others in QEV

    Leads process improvement initiatives

    Able to provide Quality oversight on the creation of Validation Plans for complex systems and/or projects

    Sets overall CQV strategy

    Recognized as an expert outside of JEB

    Facilities and Utilities

           Oversee Facilities, HVAC and Controlled Environments

           Pharma Water and WFI

           Pure Steam, Compressed Air, Medical Gases

    Understands the principles and GMP requirements

           Applies the principles, activities, and deliverables that constitute an efficient and acceptable approach to demonstrating facility fitness-for-use/qualification

    Guide the Design to Qualification Process for new facilities/utilities or the expansion of existing facilities/utilities

    Able to establish best practices

    Systems and Equipment

           Equipment, including Lab equipment

    Understands the principles and GMP requirements

           Principles, activities, and deliverables that constitute an efficient and acceptable approach to demonstrating equipment fitness-for-use/qualification

    Able to provide overall strategy for large projects

    Able to be QEV lead on complex systems and equipment.

    Able to establish best practices

    Computer Systems and Data Integrity

           Computer lifecycle, including validation

    Understands the principles and GMP requirements

           Able to review CSV documents

           Apply GAMP5 risk based approach

           Day-to-day quality oversight

    Able to provide overall strategy for a risk based GAMP5 approach to computer system quality

    Able to establish best practices

    Asset Lifecycle

           Quality oversight and decision making in the lifecycle asset lifecycle: Plan, acquire, use, maintain, and dispose of assets 

           Can use CMMS to look up Calibrations, Cal schedules and PM schedules

           Quality oversight of asset lifecycle decisions

           Able to provide oversight on Cal/PM frequency

           Able to assess impact to validated state for corrective WO’s.

           Able to establish asset lifecycle for new equipment classes

           Establish risk-based PM for new asset classes

           verification

           Establish asset lifecycle approach

           Serves as the organization’s authority on GMP requirements related to asset management in biotech facilities

           Implements sophisticated risk assessment methodologies tailored to biotech asset management challenges

    Quality Systems

           SOP/WI and other GxP Documents

           Deviation

           Change Control

           Able to use the eQMS

           Deviation reviewer (minor/major)

           Change Control approver

           Document author/approver

           Deviation reviewer (critical)

           Manage umbrella/Parent changes

           Able to set strategic direction

    Cleaning, Sanitization and Sterilization Validation

           Evaluate and execute cleaning practices, limit calculations, scientific rationales, and validation documents 

           Manage the challenges of multi-product facilities in the establishment of limits, determination of validation strategies, and maintaining the validated state

           Differentiate the requirements for cleaning and sterilization validation when using manual, semi-automatic, and automatic cleaning technologies

           Review protocols

           Identify and characterize potential residues including product, processing aids, cleaning agents, and adventitious agents

           Understand Sterilization principles and requirements 

           Create, review and approve scientifically sound rationales, validation protocols, and reports

           Manage and remediate the pitfalls inherent in cleaning after the production of biopharmaceutical and pharmaceutical products

           Define cleaning/sterilization validation strategy

           Implements a lifecycle approach to validation, ensuring continued process verification

           Implements a lifecycle approach to validation, ensuring continued process verification

    Quality Risk Management

           Apply QRM principles according to Q9

           Understands basic risk assessment principles

           Can identify potential hazards and risks

           Familiar with risk matrices and scoring methods

           Participate in a risk assessment

           Conducts thorough risk assessments using established methodologies

           Analyzes risks quantitatively and qualitatively

           Prioritizes risks based on likelihood and impact

           Determine appropriate tools

           Establish risk-based decision-making tools

           Leads complex risk assessments across multiple areas

           Develops new risk assessment methodologies

           Provides expert guidance on risk analysis techniques

           Serves as the organization’s authority on regulatory requirements and expectations related to quality risk management

           Builds a proactive risk culture across the organization, fostering risk awareness at all levels

    Process Validation

           Demonstrating that the manufacturing process can consistently produce a product that meets predetermined specifications and quality attributes.

           Understanding of GMP principles and regulatory requirements

           Basic understanding of GMP principles and regulatory requirements

            

           Can independently write, approve and execute validation protocols for routine processes

           Ability to develop validation master plans and protocols

           Understanding of critical process parameters (CPPs) and critical quality attributes (CQAs)

           Expertise in designing and implementing complex validation strategies

           Ability to troubleshoot and resolve validation issues

           Deep understanding of regulatory expectations and industry best practices

           Leads cross-functional validation teams for high-impact projects

           Develops innovative validation approaches for novel bioprocesses

           Serves as an organizational authority on validation matters and regulatory interactions

     

    Non-Technical Competencies:

    1. Critical thinking and problem-solving skills
    2. Attention to detail
    3. Project management abilities
    4. Effective communication (both written and verbal)
    5. Teamwork and collaboration skills
    6. Adaptability to changing regulatory environments
    7. Ethical decision-making
    8. Continuous learning and improvement mindset
    9. Leadership and mentoring capabilities
    10. Time management and organizational skills

    Apply Reflective Learning for Continuous Learning

    Reflective learning is a powerful tool that organizations can leverage to build competency and drive continuous improvement. At its core, this approach involves actively analyzing and evaluating experiences and learning processes to enhance understanding and performance across all levels of the organization.

    The process of reflective learning begins with individuals and teams taking the time to step back and critically examine their actions, decisions, and outcomes. This introspection allows them to identify what worked well, what didn’t, and why. By doing so, they can uncover valuable insights that might otherwise go unnoticed in the day-to-day rush of business activities.

    One of the key benefits of reflective learning is its ability to transform tacit knowledge into explicit knowledge. Tacit knowledge is the unspoken, intuitive understanding that individuals develop through experience. By reflecting on and articulating these insights, organizations can capture and share this valuable wisdom, making it accessible to others and fostering a culture of collective learning.

    To implement reflective learning effectively, organizations should create structured opportunities for reflection. This might include regular debriefing sessions after projects, dedicated time for personal reflection, or the use of learning journals. Additionally, leaders should model reflective practices and encourage open and honest discussions about both successes and failures.

    It’s important to note that reflective learning is not just about looking back; it’s also about looking forward. The insights gained through reflection should be used to inform future actions and strategies. This forward-thinking approach helps organizations to be more adaptable and responsive to changing circumstances, ultimately leading to improved performance and innovation.

    By embracing reflective learning as a core organizational practice, companies can create a dynamic environment where continuous learning and improvement become ingrained in the culture. This not only enhances individual and team performance but also contributes to the overall resilience and competitiveness of the organization in an ever-changing business landscape.

    Implement Regular After-Action Reviews

    After-action reviews (AARs) or Lessons Learned are critical to provide a structured way for teams to reflect on projects, initiatives, or events. To implement effective AARs:

    • Schedule them immediately after key milestones or project completions
    • Focus on what was planned, what actually happened, why there were differences, and what can be learned
    • Encourage open and honest discussion without blame
    • Document key insights and action items

    Create a Supportive Environment for Reflection

    Foster a culture that values and encourages reflection:

    • Provide dedicated time and space for individual and group reflection
    • Model reflective practices at the leadership level
    • Recognize and reward insights gained through reflection

    By systematically implementing these practices, organizations can build a strong competency in reflective learning, leading to improved decision-making, innovation, and overall performance. Utilizing a model always helps.

    Kolb’s Reflective Model

    Kolb’s reflective model, also known as Kolb’s experiential learning cycle, is a widely used framework for understanding how people learn from experience. The model consists of four stages that form a continuous cycle of learning:

    The Four Stages of Kolb’s Reflective Model

    1. Concrete Experience: This is the stage where the learner actively experiences an activity or situation. It involves direct, hands-on involvement in a new experience or a reinterpretation of an existing experience.
    2. Reflective Observation: In this stage, the learner reflects on and reviews the experience. They think about what happened, considering their feelings and the links to their existing knowledge and skills.
    3. Abstract Conceptualization: Here, the learner forms new ideas or modifies existing abstract concepts based on their reflections. This stage involves analyzing the experience and drawing conclusions about what was learned.
    4. Active Experimentation: In the final stage, the learner applies their new knowledge and tests it in new situations. This involves planning how to put the new learning into practice and experimenting with new approaches.

    Applying Kolb’s Model

    Kolb’s reflective model should be utilized as part of knowledge management:

    1. Create Opportunities for Concrete Experiences: Provide employees with hands-on learning experiences, such as job rotations, simulations, or real-world projects.
    2. Encourage Reflection: Set up regular reflection sessions or debriefings after significant experiences. Encourage employees to keep learning journals or participate in group discussions to share their observations.
    3. Facilitate Conceptualization: Provide resources and support for employees to analyze their experiences and form new concepts. This could involve training sessions, mentoring programs, or access to relevant literature and research.
    4. Support Active Experimentation: Create a safe environment for employees to apply their new knowledge and skills. Encourage innovation and provide opportunities for employees to test new ideas in their work.
    5. Integrate the Model into Learning Programs: Design training and development programs that incorporate all four stages of Kolb’s cycle, ensuring a comprehensive learning experience.
    6. Personalize Learning: Recognize that individuals may have preferences for different stages of the cycle. Offer diverse learning opportunities to cater to various learning styles.
    7. Measure and Iterate: Regularly assess the effectiveness of knowledge management initiatives based on Kolb’s model. Use feedback and results to continuously improve the learning process.

    By incorporating Kolb’s reflective model into knowledge management practices, we can create a more holistic and effective approach to learning and development. This can lead to improved knowledge retention, better application of learning to real-world situations, and a more adaptable and skilled workforce.

    Other Experiential Learning Models

    ModelKey ProponentsMain ComponentsUnique Features
    Experiential Learning Theory (ELT)David Kolb1. Concrete Experience
    2. Reflective Observation
    3. Abstract Conceptualization
    4. Active Experimentation
    – Cyclical process
    – Incorporates learning styles (Accommodator, Diverger, Assimilator, Converger)
    Reflective CycleGraham Gibbs1. Description
    2. Feelings
    3. Evaluation
    4. Analysis
    5. Conclusion
    6. Action Plan
    – Structured approach to reflection
    – Emphasizes emotional aspects
    Reflection-in-Action and Reflection-on-ActionDonald Schön1. Reflection-in-action
    2. Reflection-on-action
    – Focuses on professional practice
    – Emphasizes real-time reflection
    Single and Double Loop LearningChris Argyris, Donald Schön1. Single-loop learning
    2. Double-loop learning
    – Distinguishes between adjusting actions and questioning assumptions
    – Applicable to organizational learning
    Jarvis’s ModelPeter JarvisMultiple pathways including:
    1. Non-learning
    2. Non-reflective learning
    3. Reflective learning
    – Expands on Kolb’s work
    – Recognizes various responses to potential learning situations
    Backward DesignGrant Wiggins, Jay McTighe1. Identify desired results
    2. Determine acceptable evidence
    3. Plan learning experiences and instruction
    – Starts with learning outcomes
    – Focuses on designing effective learning experiences

    Applying the Experiential Learning Model to Validation Competencies

    To apply Kolb’s experiential learning model to building an organization’s competency for validation, we can structure the process as follows:

    Concrete Experience

      • Have employees participate in actual validation activities or simulations
      • Provide hands-on training sessions on validation techniques and tools
      • Assign validation tasks to teams in real projects

      Reflective Observation

        • Conduct debriefing sessions after validation activities
        • Encourage employees to keep validation journals or logs
        • Facilitate group discussions to share experiences and observations
        • Review validation results and outcomes as a team

        Abstract Conceptualization

          • Offer formal training on validation principles, methodologies, and best practices
          • Encourage employees to develop validation frameworks or models based on their experiences
          • Analyze validation case studies from other organizations or industries
          • Create validation guidelines and standard operating procedures

          Active Experimentation

            • Implement new validation approaches in upcoming projects
            • Encourage employees to propose and test innovative validation methods
            • Set up pilot programs to trial new validation tools or techniques
            • Assign employees to different types of validation projects to broaden their skills

            To make this process continuous and effective:

            1. Create a validation competency framework with clear learning objectives and skill levels
            2. Develop a mentoring program where experienced team members guide less experienced colleagues
            3. Establish regular knowledge-sharing sessions focused on validation topics
            4. Implement a system for capturing and disseminating lessons learned from validation activities
            5. Use technology platforms to support collaborative learning and information sharing about validation
            6. Regularly assess and update the organization’s validation processes based on learning outcomes
            7. Encourage cross-functional teams to work on validation projects to broaden perspectives
            8. Partner with external experts or organizations to bring in fresh insights and best practices
            9. Recognize and reward employees who demonstrate growth in validation competencies
            10. Integrate validation competency development into performance reviews and career progression paths

            By systematically applying Kolb’s model, we can create a robust learning environment that continuously improves our validation capabilities. This approach ensures that employees not only gain theoretical knowledge but also practical experience, leading to a more competent and adaptable workforce.